How the Legal System Failed Aaron Swartz—And Us


How the Legal System Failed Aaron Swartz—And Us 一文出自 The New Yorker。 美國的司法體系如何讓這個社會失去了一位可能改變世界的天才。

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Tomorrow is the funeral for Aaron Swartz, the programmer and sometime activist who killed himself last Friday, while facing federal trial. No one knows, or will ever really know, what caused Swartz to take his own life. But his suicide, in the face of possible bankruptcy and serious prison time, has created a moment of clarity. We can rightly judge a society by how it treats its eccentrics and deviant geniuses -- and by that measure, we have utterly failed.

I knew Swartz, although not well. And while he was special on account of his programming abilities, in another way he was not special at all: he was just another young man compelled to act rashly when he felt strongly, regardless of the rules. In another time, a man with Swartz's dark drive would have headed to the frontier. Perhaps he would have ventured out into the wilderness, like T. E. Lawrence or John Muir, or to the top of something death-defying, like Reinhold Messner or Philippe Petit. Swartz possessed a self-destructive drive toward actions that felt right to him, but that were also defiant and, potentially, law-breaking. Like Henry David Thoreau, he chased his own dreams, and he was willing to disobey laws he considered unjust.

Swartz's frontier was not geographic like Thoreau's, but defined by other barriers unique to our times. His form of civil disobedience consisted of heading into an M.I.T. closet with a laptop, hooking it up to the Internet, and downloading millions of articles from JSTOR, an academic database. Swartz thought information should be free. It wasn't a major coup, but it counts as a defiant act -- and one that made its point, for it was, and remains, absurdly hard for the public to gain access to what academics supposedly write for it.

The act was harmless -- not in the sense of hypothetical damages or the circular logic of deterrence theory (that's lawyerly logic), but in John Stuart Mill's sense, meaning that there was no actual physical harm, nor actual economic harm. The leak was found and plugged; JSTOR suffered no actual economic loss. It did not press charges. Like a pie in the face, Swartz's act was annoying to its victim, but of no lasting consequence.

In this sense, Swartz must be compared to two other eccentric geniuses, Steve Jobs and Steve Wozniak, who, in the nineteen-seventies, committed crimes similar to, but more economically damaging than, Swartz's. Those two men hacked A.T. & T.'s telephone system to make free long-distance calls, and actually sold the illegal devices (blue boxes) to make cash. Their mentor, John Draper, did go to jail for a few months (where he wrote one of the world's first word processors), but Jobs and Wozniak were never prosecuted. Instead, they got bored of phreaking and built a computer. The great ones almost always operate at the edge.

That was then. In our age, armed with laws passed in the nineteen-eighties and meant for serious criminals, the federal prosecutor Carmen Ortiz approved a felony indictment that originally demanded up to thirty-five years in prison. Worse still, her legal authority to take down Swartz was shaky. Just last year, the Ninth Circuit Court of Appeals threw out a similar prosecution. Chief Judge Alex Kozinski, a prominent conservative, refused to read the law in a way that would make a criminal of "everyone who uses a computer in violation of computer use restrictions -- which may well include everyone who uses a computer." Ortiz and her lawyers relied on that reading to target one of our best and brightest.

It's one thing to stretch the law to stop a criminal syndicate or terrorist organization. It's quite another when prosecuting a reckless young man. The prosecutors forgot that, as public officials, their job isn't to try and win at all costs but to use the awesome power of criminal law to protect the public from actual harm. Ortiz has not commented on the case. But, had she been in charge when Jobs and Wozniak were breaking the laws, we might never have had Apple computers. It was at this moment that our legal system and our society utterly failed.

Defenders of the prosecution seem to think that anyone charged with a felony must somehow deserve punishment. That idea can only be sustained without actual exposure to the legal system. Yes, most of the time prosecutors do chase actual wrongdoers, but today our criminal laws are so expansive that most people of any vigor and spirit can be found to violate them in some way. Basically, under American law, anyone interesting is a felon. The prosecutors, not the law, decide who deserves punishment.

Today, prosecutors feel they have license to treat leakers of information like crime lords or terrorists. In an age when our frontiers are digital, the criminal system threatens something intangible but incredibly valuable. It threatens youthful vigor, difference in outlook, the freedom to break some rules and not be condemned or ruined for the rest of your life. Swartz was a passionate eccentric who could have been one of the great innovators and creators of our future. Now we will never know.

Tim Wu is a professor at Columbia Law School and the author of "The Master Switch."

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